-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S/JaTmiKD5mqhILgUkEZKVISvwCLeBsB4R5F0svBH/GM1+tfp6FXB/VQ3v83npgN ZaD0zbFO0goEUQwDPpejgA== 0000902664-10-003665.txt : 20101124 0000902664-10-003665.hdr.sgml : 20101124 20101124100008 ACCESSION NUMBER: 0000902664-10-003665 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101124 DATE AS OF CHANGE: 20101124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Global, Inc. CENTRAL INDEX KEY: 0001316631 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 202197030 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80824 FILM NUMBER: 101213574 BUSINESS ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 720 875 5800 MAIL ADDRESS: STREET 1: 12300 LIBERTY BOULEVARD CITY: ENGLEWOOD STATE: CO ZIP: 80112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Childrens Investment Fund Management (UK) LLP CENTRAL INDEX KEY: 0001362598 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE BUSINESS PHONE: 44 207 440 2330 MAIL ADDRESS: STREET 1: 7 CLIFFORD STREET CITY: LONDON STATE: X0 ZIP: W1S 2WE SC 13G 1 p10-1966sc13g.htm LIBERTY GLOBAL, INC. p10-1966sc13g.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
     
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
 
Liberty Global, Inc.
 
(Name of Issuer)
 
 
Series A Common Stock, $0.01 par value per share
 
(Title of Class of Securities)
 
 
530555101
 
(CUSIP Number)
 
   November 16, 2010  
(Date of event which requires filing of this statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
 
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)
 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
 

(Page 1 of 12 Pages)



 
 

 
CUSIP No.  530555101
 
13G
Page 2 of 12 Pages



1
NAMES OF REPORTING PERSONS
 
The Children's Investment Fund Management (UK) LLP
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
England
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
6,238,863
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
6,238,863
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,238,863
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.26%
12
TYPE OF REPORTING PERSON**
PN



 
 

 
CUSIP No.  530555101
 
13G
Page 3 of 12 Pages



     
1
NAMES OF REPORTING PERSONS
 
The Children's Investment Fund Management (Cayman) Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
4,624,646
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
4,624,646
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,624,646
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
12
TYPE OF REPORTING PERSON
CO



 
 

 
CUSIP No.  530555101
 
13G
Page 4 of 12 Pages



     
1
NAMES OF REPORTING PERSONS
 
The Children's Investment Master Fund
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
4,624,646
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
4,624,646
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,624,646
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
12
TYPE OF REPORTING PERSON
CO



 
 

 
CUSIP No.  530555101
 
13G
Page 5 of 12 Pages



     
1
NAMES OF REPORTING PERSONS
 
Talos Capital Limited
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Ireland
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
1,614,217
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
1,614,217
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,614,217
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.36%
12
TYPE OF REPORTING PERSON
CO



 
 

 
CUSIP No.  530555101
 
13G
Page 6 of 12 Pages



     
1
NAMES OF REPORTING PERSONS
 
Christopher Hohn
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨
(b) x
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
6,238,863
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
6,238,863
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,238,863
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 ¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.26%
12
TYPE OF REPORTING PERSON
IN

 
 
 

CUSIP No.  530555101
 
13G
Page 7 of 12 Pages
 
 
Item 1 (a).
NAME OF ISSUER.
   
 
The name of the issuer is Liberty Global, Inc. (the "Company").

Item 1(b).
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
   
 
The Company's principal executive offices are located at
 
12300 Liberty Boulevard Englewood, CO 80112.

Item 2 (a).
NAME OF PERSON FILING:

 
This statement is filed by:
   
 
(i)
The Children's Investment Fund Management (UK) LLP, a United Kingdom limited liability partnership ("TCIF UK"), with respect to the shares of Series A common stock of the Company, par value $0.01 per share (the "Shares") held by the TCI Fund and Talos (each as defined below);
   
 
(ii)
The Children's Investment Fund Management (Cayman) Ltd., a Cayman Islands exempted company ("TCIF"), with respect to the Shares held by the TCI Fund;
     
 
(iii)
The Children's Investment Master Fund, a Cayman Islands exempted company (the "TCI Fund"), with respect to the Shares directly held by it;
     
 
(iv)
Talos Capital Limited, a private limited company incorporated under the laws of Ireland ("Talos"), with respect to the Shares directly held by it; and
     
 
(v)
Christopher Hohn ("Mr. Hohn", and collectively with TCIF UK, TCIF, the TCI Fund and Talos, the "Reporting Persons"), with respect to the Shares directly held by the TCI Fund and Talos.

Item 2(b).
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 
The address of the business office of each of the Reporting Persons is:
   
 
(i)
TCIF UK:  7 Clifford Street, London, W1S 2WE, United Kingdom;
     
 
(ii)
TCIF:  PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands, British West Indies;
     
 
(iii)
The TCI Fund: PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands, British West Indies;
     
 
(iv)
Talos:  Arthur Cox Building, Earlsfort Terrace, Dublin 2, Ireland; and
     
 
(v)
Mr. Hohn:  7 Clifford Street, London, W1S 2WE, United Kingdom.

Item 2(c).
CITIZENSHIP:

 
TCIF UK is a limited liability partnership organized under the laws of the United Kingdom.  TCIF and the TCI Fund are exempted companies organized under the laws of the Cayman Islands.  Talos is a private limited company incorporated under the laws of Ireland.  Mr. Hohn is a citizen of the United Kingdom.

Item 2(d).
TITLE OF CLASS OF SECURITIES:
   
 
Series A common stock, $0.01 par value per share
 
 
 

 
CUSIP No.  530555101
 
13G
Page 8 of 12 Pages



Item 2(e).
CUSIP NUMBER:
   
 
530555101

Item 3.
IF THIS STATEMENT IS FILED PURSUANT TO §§240.13d-1(b) OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:

 
(a)
¨
Broker or dealer registered under Section 15 of the Act.
 
(b)
¨
Bank as defined in Section 3(a)(6) of the Act.
 
(c)
¨
Insurance Company as defined in Section 3(a)(19) of the Act.
 
(d)
¨
Investment Company registered under Section 8 of the Investment Company Act of 1940.
 
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
(g)
¨
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
(h)
¨
Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act,
 
(i)
¨
Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940,
 
(j)
¨
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to 13d-1(c), check this box:  x

Item 4.
OWNERSHIP.

The TCI Fund falls under the management of both TCIF and TCIF UK.  Talos falls under the management of TCIF UK.  Christopher Hohn is the Managing Partner of TCIF UK and the 100% owner of TCIF.  By reason of the provisions of Rule 13d-3 of the Act, Mr. Hohn may be deemed to beneficially own the shares held by the TCI Fund and Talos.

The filing of this statement should not be construed as an admission that any of the Reporting Persons is, for the purposes of Sections 13 of the Securities Exchange Act of 1934, the beneficial owner of these shares.

 
 

 
CUSIP No.  530555101
 
13G
Page 9 of 12 Pages



 
A.
TCIF UK and Mr. Hohn.
       
   
(a)
Amount beneficially owned:  6,238,863
   
(b)
Percent of class:  5.26%  The percentages used herein and in the rest of this Schedule are calculated based upon the 118,682,013 shares of Series A common stock issued and outstanding as of October 29, 2010 as reflected by the quarterly report on Form 10-Q for the quarter ended September 30, 2010 filed by the Company on November 3, 2010.
   
(c)
Number of shares as to which the person has:
     
(i)
Sole power to vote or direct the vote:  0
     
(ii)
Shared power to vote or direct the vote:  6,238,863
     
(iii)
Sole power to dispose or direct the disposition:  0
     
(iv)
Shared power to dispose or direct the disposition:  6,238,863

 
B.
TCIF and the TCI Fund.
       
   
(a)
Amount beneficially owned:  4,624,646
   
(b)
Percent of class:  3.9%
   
(c)
Number of shares as to which the person has:
     
(i)
Sole power to vote or direct the vote:  0
     
(ii)
Shared power to vote or direct the vote:  4,624,646
     
(iii)
Sole power to dispose or direct the disposition:  0
     
(iv)
Shared power to dispose or direct the disposition:  4,624,646

 
C.
Talos.
       
   
(a)
Amount beneficially owned:  1,614,217
   
(b)
Percent of class:  1.36%
   
(c)
Number of shares as to which the person has:
     
(i)
Sole power to vote or direct the vote:  0
     
(ii)
Shared power to vote or direct the vote:  1,614,217
     
(iii)
Sole power to dispose or direct the disposition:  0
     
(iv)
Shared power to dispose or direct the disposition:  1,614,217


 
 

 
CUSIP No.  530555101
 
13G
Page 10 of 12 Pages



Item 5.
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
   
 
Not applicable.

Item 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
 
Not applicable.

Item 7.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   
 
Not applicable.

Item 8.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
 
See Exhibit I.

Item 9.
NOTICE OF DISSOLUTION OF GROUP.
   
 
Not applicable

Item 10.
CERTIFICATION.
   
 
Each of the Reporting Persons hereby makes the following certification:

By signing below each Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
 

 
CUSIP No.  530555101
 
13G
Page 11 of 12 Pages



SIGNATURES
 
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
DATED:  November 24, 2010

   
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP
       
   
/s/ Christopher Hohn
 
   
Christopher Hohn
 
   
Managing Partner
 

   
THE CHILDREN'S INVESTMENT FUND
MANAGEMENT (CAYMAN) LTD.
       
   
/s/ David DeRosa
 
   
David DeRosa
 
   
Director
 

   
THE CHILDREN'S INVESTMENT
MASTER FUND
       
   
/s/ David DeRosa
 
   
David DeRosa
 
   
Director
 

   
TALOS CAPITAL LIMITED
       
   
/s/ John Donohoe
 
   
John Donohoe
 
   
Director
 

   
/s/ Christopher Hohn
 
   
Christopher Hohn
 


 
 

 
CUSIP No.  530555101
 
13G
Page 12 of 12 Pages



EXHIBIT 1
 
JOINT ACQUISITION STATEMENT
 
PURSUANT TO RULE 13d-1(k)
 
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
 
Dated as of November 24, 2010

   
THE CHILDREN'S INVESTMENT FUND MANAGEMENT (UK) LLP
       
   
/s/ Christopher Hohn
 
   
Christopher Hohn
 
   
Managing Partner
 

   
THE CHILDREN'S INVESTMENT FUND
MANAGEMENT (CAYMAN) LTD.
       
   
/s/ David DeRosa
 
   
David DeRosa
 
   
Director
 

   
THE CHILDREN'S INVESTMENT
MASTER FUND
       
   
/s/ David DeRosa
 
   
David DeRosa
 
   
Director
 

   
TALOS CAPITAL LIMITED
       
   
/s/ John Donohoe
 
   
John Donohoe
 
   
Director
 

   
/s/ Christopher Hohn
 
   
Christopher Hohn
 


-----END PRIVACY-ENHANCED MESSAGE-----